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Davis Wright Tremaine

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SEC Proposes to Limit Rule 15c2-11 to Equity Securities

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Larry Bergmann
Senior Counsel
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Russell Fecteau
Of Counsel

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Larry Bergmann
Senior Counsel
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Russell Fecteau
Of Counsel

SEC proposes amending Rule 15c2-11 to cover only equity securities, clarifying broker-dealer over-the-counter quotation rules and excluding fixed inco

Digital security concept. Glowing blue padlocks, futuristic circuit board background. Represents data protection, network security, privacy, encryption, cyber defense. Ideal for technology, business.

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Avatar
Larry Bergmann
Senior Counsel
Avatar
Russell Fecteau
Of Counsel

Get in touch

Avatar
Larry Bergmann
Senior Counsel
Avatar
Russell Fecteau
Of Counsel

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